HomeAbout UsCode of EthicsPrivacy PolicyFin Plan PerspectivesGreat LinksGrowth CyclesInvestment MatrixContinuity PlanForm ADV Part 2Positions AvailableFeedbackContact Info


registered investment adviser
independent investment advice since 1988

Pursuing excellence while providing intellect-driven, independent advice for the benefit of our clients.

We would like to thank you for taking the time to visit our site. This site is being provided to help you become a more informed and better investor. PLEASE VISIT "RESEARCH LINKS" AND TRY OUT THE USEFULL LINKS PROVIDED. To help us achieve our objective please use the "Feedback" page and provide us with your suggestions and requests. We hope you find this site informative and useful.

ALTHOUGH INVESTMENT RESULTS CANNOT BE GUARANTEED we attempt to provide investment programs designed to address the stated goals and needs of the individual(s) or entity we are serving. The process we follow is to collect information from clients or prospective clients including, but not limited to, investment objectives, and tolerance for risk. We also work with the client to help determine specific investment constraints such as liquidity, taxation, legal restrictions, investment time horizon and any unique needs, circumstance or preferences. This information is reviewed and potential investments that are both suitable and appropriate are identified and presented. The characteristics of the investments and the rationale for their selection are presented and discussed relative to the needs and circumstances of the client. Our investment experience and knowledge gives us the capabilities that are needed to help our clients develop an investment program tailored to their investment needs and objectives. To help clients and prospective clients further assess our capabilities we will be pleased to provide, free of charge our "Form ADV Part II". See that section of our website for an explanation of this form. Perhaps we can also help you.

S. E. Thorn & Co. is a registered investment adviser in the State of Washington and Arizona. The adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.

Stuart E. Thorn CFP®, MBA, MS

Selected by the Consumer Research Council of America to be included in their "Guide to America's Top Financial Planners".

Please continue browsing this site. If you have any comments or wish to contact us for any reason, click on the "Feedback" or "Contact us" buttons.
Below we have provided some useful links to investment information sources that may be helpful. However, we do not warrant the accuracy of the information nor is it presented as an inducement to make an investment. Furthermore, we do not receive any form of compensation from the sponsors of the information.

Securities are offered through
Pershing Advisor Solutions LLC,
member FINRA, SIPC. Brokerage
services including execution,
clearing and custody are provided
by Pershing LLC, member FINRA, NYSE, SIPC an affiliate of
The Bank of New York Mellon.

About Us | Code of Ethics | Privacy Policy | Fin Plan Perspectives | Great Links | Growth Cycles
Investment Matrix | Continuity Plan | Form ADV Part 2 | Positions Available | Feedback | Contact Info