HomeAbout UsCode of EthicsPrivacy PolicyPromotionsGreat LinksContinuity PlanForm ADV Part 2Positions AvailableGrowth CyclesContact InfoFeedbackInvestment Matrix


registered investment adviser
independent investment advice since 1988

Code of Ethics

Principle 1 - Integrity

Provide professional services with integrity.

Principle 2 - Objectivity

Provide objective and independent professional services to existing and prospective clients.

Principle 3 - Competence

Strive to provide services competently and maintain the necessary knowledge and skill to continue to do so in those areas in which engaged.

Principle 4 - Fairness

Provide services in a manner that is fair and reasonable to clients, principals, partners, and employers and shall disclose conflict(s) of interest(s) in providing such services.

Principle 5 - Confidentiality

To not disclose any confidential client information without the specific consent of the client unless in response to proper legal process, to defend against charges of wrongdoing in connection with a civil dispute between the firm and the client.

Principle 6 - Professionalism

Practice and encourage others to practice in a professional and ethical manner that will reflect credit on members and their profession.

Principle 7 - Diligence

Act diligently by providing services in a reasonably prompt and through manner.

Home | About Us | Code of Ethics | Privacy Policy | Promotions | Great Links | Continuity Plan
Form ADV Part 2 | Positions Available | Growth Cycles | Contact Info | Feedback | Investment Matrix